Experience and in-depth knowledge matter when dealing with regulatory issues.That’s why our Regulatory Department is headed by Charles Felker, Managing Director of Regulatory Affairs, who has over thirty years of experience with the regulations that govern financial institutions. He speaks to the NCUA, Federal Reserve Board Management School for Examiners, and other regulatory bodies on various fixed income products. Our Regulatory Department provides First Empire clients with consultative services regarding their investment policies, regulatory guidance, examination support and board presentations.

Available Regulatory Services

• Regulatory Analysis
• Regulatory Consultation and Investment Policy Review
• Regulatory Examination Support
• Regulatory Education